Form 4 for GS Goldman Sachs
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0001209191-21-046931 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-07-16 | 2021-07-14 | GS | SOLOMON DAVID M | COB, CEO, Dir | S - Sale | $376.42 | -10.0K | 116.2K | -8% | -$3.76M |
| MI | 2021-07-16 | 2021-07-14 | GS | SOLOMON DAVID M | COB, CEO, Dir | S - Sale | $376.42 | -3,700 | 17.8K | -17% | -$1.39M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 3,063 | $376.76 | 118,254 | D See footnote | — | — | (F2) Reflects a weighted average sale price of $376.76 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F5) Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 4,921 | $375.78 | 121,317 | D See footnote | — | — | (F1) Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F5) Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 2,016 | $377.49 | 116,238 | D See footnote | — | — | (F3) Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F5) Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 736 | $377.49 | 15,899 | I | — | — | (F7) Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 1,159 | $376.75 | 16,635 | I | — | — | (F6) Reflects a weighted average sale price of $376.75 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 1,805 | $375.78 | 17,794 | I | — | — | (F4) Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |