Form 4 for GS Goldman Sachs
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0001209191-21-046933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-07-16 | 2021-07-14 | GS | LEE BRIAN J | CRO | S - Sale | $376.68 | -6,240 | 14.8K | -30% | -$2.35M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 530 | $378.12 | 13,136 | I See footnote | — | — | (F4) Reflects a weighted average sale price of $378.12 per share, at prices ranging from $377.94 to $378.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F2) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 1,136 | $377.39 | 13,666 | I See footnote | — | — | (F3) Reflects a weighted average sale price of $377.39 per share, at prices ranging from $376.94 to $377.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F2) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-07-14 | S | D | 4,574 | $376.34 | 14,802 | I See footnote | — | — | (F1) Reflects a weighted average sale price of $376.34 per share, at prices ranging from $375.94 to $376.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F2) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |