Form 4 for MRVL Marvell Technology
Accepted 2021-07-19 00:00:00 ET · period of report 2021-07-15 · accession 0001209191-21-047186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-19 | 2021-07-15 | MRVL | MURPHY MATTHEW J | CEO, Pres, Dir | M - OptEx | $0.00 | +34.0K | 215.4K | +19% | $0 |
| DMI | 2021-07-19 | 2021-07-15 | MRVL | MURPHY MATTHEW J | CEO, Pres, Dir | F - Tax | $55.70 | -14.4K | 218.7K | -6% | -$801.6K |
| DMI | 2021-07-19 | 2021-07-15 | MRVL | MURPHY MATTHEW J | CEO, Pres, Dir | S - Sale+OE | $55.92 | -20.0K | 210.6K | -9% | -$1.12M |
| DM | 2021-07-19 | 2021-07-15 | MRVL | MURPHY MATTHEW J | CEO, Pres, Dir | M - OptEx | $0.00 | -34.0K | 34.8K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-15 | M | A | 14,910 | $0.00 | 233,590 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 2 | Common | Common Stock | 2021-07-15 | F | D | 6,058 | $55.70 | 227,532 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 3 | Common | Common Stock | 2021-07-15 | M | A | 11,598 | $0.00 | 223,922 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 4 | Common | Common Stock | 2021-07-15 | S | D | 2,700 | $56.61 | 207,900 | I By Trust | — | — | (F1) The sales of these shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.39 to $56.92, inclusive. The reporting person undertakes to provide Marvell , any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 5 | Common | Common Stock | 2021-07-15 | M | A | 7,516 | $0.00 | 215,416 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 6 | Common | Common Stock | 2021-07-15 | F | D | 3,092 | $55.70 | 212,324 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 7 | Common | Common Stock | 2021-07-15 | F | D | 5,242 | $55.70 | 218,680 | I By Trust | — | — | (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 8 | Common | Common Stock | 2021-07-15 | S | D | 17,300 | $55.81 | 210,600 | I By Trust | — | — | (F1) The sales of these shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.39 to $56.37, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F3) Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007. |
| 9 | Derivative | Restricted Stock Units | 2021-07-15 | M | D | 7,516 | $0.00 | 82,685 | D | — · — to — | 7,516 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one Marvell common share upon vesting. (F7) The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| 10 | Derivative | Restricted Stock Units | 2021-07-15 | M | D | 14,910 | $0.00 | 104,375 | D | — · — to — | 14,910 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one Marvell common share upon vesting. (F9) The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. |
| 11 | Derivative | Restricted Stock Units | 2021-07-15 | M | D | 11,598 | $0.00 | 34,796 | D | — · — to — | 11,598 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one Marvell common share upon vesting. (F8) The remaining RSUs will vest on 10/15/2021, 01/15/2022 and 04/15/2022. |