Form 4 for OKTA Okta, Inc.
Accepted 2021-07-19 00:00:00 ET · period of report 2021-07-15 · accession 0001209191-21-047200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-19 | 2021-07-15 | OKTA | KRAMER CHRISTOPHER K | CAO | C - Cnv Deriv | $0.00 | +3,333 | 13.1K | +34% | $0 |
| D | 2021-07-19 | 2021-07-15 | OKTA | KRAMER CHRISTOPHER K | CAO | S - Sale | $242.94 | -3,333 | 9,809 | -25% | -$809.7K |
| D | 2021-07-19 | 2021-07-15 | OKTA | KRAMER CHRISTOPHER K | CAO | C - Cnv Deriv | $0.00 | -3,333 | 0 | -100% | $0 |
| DM | 2021-07-19 | 2021-07-15 | OKTA | KRAMER CHRISTOPHER K | CAO | M - OptEx | $0.00 | 0 | 3,333 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-15 | C | A | 3,333 | $0.00 | 13,142 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-15 | S | D | 3,333 | $242.94 | 9,809 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-07-15 | C | D | 3,333 | $0.00 | 0 | D | — · — to — | 3,333 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-15 | M | D | 3,333 | $0.00 | 6,668 | D | $9.74 · — to 2027-01-22 | 3,333 Class B Common Stock | (F2) The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| 5 | Derivative | Class B Common Stock | 2021-07-15 | M | A | 3,333 | $0.00 | 3,333 | D | — · — to — | 3,333 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |