Form 4 for CNP CenterPoint Energy
Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-20 · accession 0001209191-21-047812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | 2021-07-20 | CNP | LESAR DAVID J | Pres, CEO, Dir | A - Grant | $0.00 | +400.0K | 722.9K | +124% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-20 | A | A | 400,000 | $0.00 | 722,915 | D | — | — | (F1) Reflects the award of time-based restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan") vesting (a) in December 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the Reporting Person's earlier disability or death; or (c) upon the Reporting Person's termination of employment without cause or the Reporting Person's resignation for good reason. (F2) Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. |