Form 4 for OXLC Oxford Lane Capital Corp.

Accepted 2021-07-23 00:00:00 ET · period of report 2021-07-09 · accession 0001209191-21-047900 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-07-23	2021-07-09+	OXLC	Wilton Reassurance Co	10%	S - Sale	$26.20	-443.3K	17.00M	-3%	-$11.62M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	6.75% Notes due 2031, $25.00 denominations	2021-07-13	S	D	431,225	$26.20	17,009,025	D	—	—	(F1) The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes. (F2) The price reported reflects the sales price per note. (F3) The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.
2	Common	6.75% Notes due 2031, $25.00 denominations	2021-07-09	S	D	2,400	$26.20	17,440,250	D	—	—	(F1) The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes. (F2) The price reported reflects the sales price per note. (F3) The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.
3	Common	6.75% Notes due 2031, $25.00 denominations	2021-07-14	S	D	9,675	$26.30	16,999,350	D	—	—	(F1) The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes. (F2) The price reported reflects the sales price per note. (F3) The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.