Form 4 for RPM RPM INTERNATIONAL INC/DE/
Accepted 2021-07-23 00:00:00 ET · period of report 2021-07-21 · accession 0001209191-21-047997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-23 | 2021-07-21 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | A - Grant | $0.00 | +49.1K | 1.02M | +5% | $0 |
| D | 2021-07-23 | 2021-07-21 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | F - Tax | $86.93 | -11.6K | 1.06M | -1% | -$1.01M |
| D | 2021-07-23 | 2021-07-21 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | A - Grant | $0.00 | +200.0K | 1.41M | +17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2021-07-21 | A | A | 26,260 | $0.00 | 1,069,284 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2021-07-21 | F | D | 11,647 | $86.93 | 1,057,637 | D | — | — | (F4) Includes an aggregate of 8,401 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. |
| 3 | Common | Common Stock, $0.01 par value | 2021-07-21 | A | A | 21,150 | $0.00 | 1,043,024 | D | — | — | |
| 4 | Common | Common Stock, $0.01 par value | 2021-07-21 | A | A | 1,732 | $0.00 | 1,021,874 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2021-07-21 | A | A | 200,000 | $0.00 | 1,410,000 | D | $86.93 · — to 2031-07-21 | 200,000 Common Stock | (F7) Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2021 and expire 10 years from the date of grant. (F6) The Stock Appreciation Rights vest in four equal installments, beginning on July 21, 2022. |