Form 4 for MC Moelis & Co
Accepted 2021-07-23 00:00:00 ET · period of report 2021-07-22 · accession 0001209191-21-048046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-23 | 2021-07-22 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +3,259 | 115.0K | +3% | — |
| D | 2021-07-23 | 2021-07-22 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $56.69 | -1,525 | 113.4K | -1% | -$86.4K |
| DM | 2021-07-23 | 2021-07-22 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -3,259 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-22 | M | A | 3,258.61 | — | 114,972.61 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2021-07-22 | F | D | 1,524.61 | $56.69 | 113,448 | D | — | — | |
| 3 | Derivative | 2019 Incentive RSUs (June) | 2021-07-22 | M | D | 707.40 | $0.00 | 2,122.21 | D | — · — to — | 707.40 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on July 22, 2021. |
| 4 | Derivative | 2017 Incentive RSUs (June) | 2021-07-22 | M | D | 748.44 | $0.00 | 748.44 | D | — · — to — | 748.44 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on July 22, 2021. |
| 5 | Derivative | 2018 Incentive RSUs (June) | 2021-07-22 | M | D | 451.97 | $0.00 | 903.95 | D | — · — to — | 451.97 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on July 22, 2021. |
| 6 | Derivative | 2016 Incentive RSUs (June) | 2021-07-22 | M | D | 1,350.79 | $0.00 | 0 | D | — · — to — | 1,350.79 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on July 22, 2021. |