Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-22 · accession 0001209191-21-048215 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-26 | 2021-07-22 | OSS | Harrison Jack | Dir | M - OptEx | $2.15 | +19.8K | 58.9K | +51% | +$42.5K |
| DI | 2021-07-26 | 2021-07-22 | OSS | Harrison Jack | Dir | M - OptEx | $0.00 | -19.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-22 | M | A | 19,767 | $2.15 | 58,884 | D | — | — | (F1) The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. |
| 2 | Derivative | Common Stock Purchase Warrant | 2021-07-22 | M | D | 19,767 | $0.00 | 0 | I By LLC | $2.15 · 2019-04-04 to 2024-04-04 | 19,767 Common Stock | (F2) The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma. |