Form 4 for QS QuantumScape Corp
Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-22 · accession 0001209191-21-048247 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-26 | 2021-07-22 | QS | Prinz Fritz | Dir | C - Cnv Deriv | — | +500.0K | 250.0K | New | — |
| D | 2021-07-26 | 2021-07-22 | QS | Prinz Fritz | Dir | C - Cnv Deriv | — | +500.0K | 500.0K | New | — |
| DMI | 2021-07-26 | 2021-07-22 | QS | Prinz Fritz | Dir | C - Cnv Deriv | $0.00 | -500.0K | 1.09M | -31% | $0 |
| D | 2021-07-26 | 2021-07-22 | QS | Prinz Fritz | Dir | C - Cnv Deriv | $0.00 | -500.0K | 7.89M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-22 | C | A | 250,000 | — | 250,000 | I | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 2 | Common | Class A Common Stock | 2021-07-22 | C | A | 250,000 | — | 250,000 | I By: Benedikt Prinz 2019 Trust dated June 17, 2019 | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 3 | Common | Class A Common Stock | 2021-07-22 | C | A | 500,000 | — | 500,000 | D By: Marie Helen Prinz 2019 Trust dated June 17, 2019 | — | — | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2021-07-22 | C | D | 250,000 | $0.00 | 1,090,582 | I By: Benedikt Prinz 2019 Trust dated June 17, 2019 | — · — to — | 250,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2021-07-22 | C | D | 250,000 | $0.00 | 1,090,582 | I | — · — to — | 250,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2021-07-22 | C | D | 500,000 | $0.00 | 7,890,327 | D By: Marie Helen Prinz 2019 Trust dated June 17, 2019 | — · — to — | 500,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |