Form 4 for ZVIA Zevia PBC
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0001209191-21-048457 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-28 | 2021-07-26 | ZVIA | Laird Norton Co LLC | 10% | J - Other | — | -577.1K | 7.56M | -7% | — |
| D | 2021-07-28 | 2021-07-26 | ZVIA | Laird Norton Co LLC | 10% | J - Other | — | -577.1K | 7.56M | -7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-07-26 | J | D | 577,072 | — | 7,555,938 | D | — | — | (F1) This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine. (F2) Represents Class B Units of Zevia LLC and a corresponding number of shares of Class B Common Stock of the Issuer transferred by the Reporting Persons to the Issuer in connection with the closing of the Issuer's initial public offering ("IPO") at a price of $13.055 (the per-share price paid by the underwriters for shares of the Class A Common Stock in the IPO). |
| 2 | Derivative | Class B Units | 2021-07-26 | J | D | 577,072 | — | 7,555,938 | D | — · — to — | 577,072 Class A Common Stock | (F3) The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled. |