Form 4 for UNH UnitedHealth Group
Accepted 2021-07-30 00:00:00 ET · period of report 2021-07-29 · accession 0001209191-21-048959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-30 | 2021-07-29 | UNH | REX JOHN F | EVP CFO | F - Tax | $411.53 | -29.8K | 132.6K | -18% | -$12.27M |
| DM | 2021-07-30 | 2021-07-29 | UNH | REX JOHN F | EVP CFO | S - Sale+OE | $412.04 | -15.4K | 117.1K | -12% | -$6.36M |
| D | 2021-07-30 | 2021-07-29 | UNH | REX JOHN F | EVP CFO | M - OptEx | $57.38 | +53.0K | 162.4K | +48% | +$3.04M |
| D | 2021-07-30 | 2021-07-29 | UNH | REX JOHN F | EVP CFO | M - OptEx | $0.00 | -53.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | F | D | 29,815 | $411.53 | 132,587.43 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-29 | S | D | 8,376 | $411.84 | 124,211.43 | D | — | — | (F1) This transaction was executed in multiple trades ranging from $411.16 to $412.15 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2021-07-29 | S | D | 7,062 | $412.27 | 117,149.43 | D | — | — | (F2) This transaction was executed in multiple trades ranging from $412.16 to $412.50 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Common Stock | 2021-07-29 | M | A | 52,972 | $57.38 | 162,402.43 | D | — | — | |
| 5 | Derivative | Non-qualified stock options (right to buy) | 2021-07-29 | M | D | 52,972 | $0.00 | 0 | D | $57.38 · — to 2023-02-06 | 52,972 Common Stock | (F3) The non-qualified stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017. |