Form 4 for SHW Sherwin-Williams
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0001209191-21-049098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-02 | 2021-07-29 | SHW | MORIKIS JOHN G | COB, Pres, CEO, Dir | S - Sale+OE | $288.92 | -155.5K | 277.7K | -36% | -$44.93M |
| D | 2021-08-02 | 2021-07-29 | SHW | MORIKIS JOHN G | COB, Pres, CEO, Dir | M - OptEx | $127.98 | +155.5K | 433.3K | +56% | +$19.90M |
| DM | 2021-08-02 | 2021-07-29 | SHW | MORIKIS JOHN G | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -155.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | S | D | 4,867 | $287.60 | 428,384 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.120 to $287.980 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-07-29 | S | D | 49,839 | $288.63 | 378,545 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.995 to $288.860 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-07-29 | S | D | 100,814 | $289.13 | 277,731 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.865 to $289.740 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F4) Includes 6,153 shares of common stock previously reported as indirectly owned by the reporting person through a grantor retained annuity trust ("GRAT"), which were distributed to the reporting person since the date of his last report in accordance with the terms of the GRAT and are now directly owned by him. All amounts reported in this Form 4 have been adjusted to reflect The Sherwin-Williams Company's 3-for-1 stock split, effective March 31, 2021. |
| 4 | Common | Common Stock | 2021-07-29 | M | A | 155,520 | $127.98 | 433,251 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-29 | M | D | 52,101 | $0.00 | 0 | D | $127.98 · 2019-10-18 to 2027-10-17 | 52,101 Common Stock | |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-29 | M | D | 52,101 | $0.00 | 0 | D | $127.98 · 2018-10-18 to 2027-10-17 | 52,101 Common Stock | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-29 | M | D | 51,318 | $0.00 | 0 | D | $127.98 · 2020-10-18 to 2027-10-17 | 51,318 Common Stock |