Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0001209191-21-049145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-02 | 2021-07-29 | AXTA | SNYDER BARRY S | SVP, Chief Ops, Sup Chain Offc | F - Tax | $30.13 | -279 | 48.6K | -0.6% | -$8,406 |
| D | 2021-08-02 | 2021-07-30 | AXTA | SNYDER BARRY S | SVP, Chief Ops, Sup Chain Offc | S - Sale+OE | $30.14 | -865 | 47.7K | -2% | -$26.1K |
| D | 2021-08-02 | 2021-07-29 | AXTA | SNYDER BARRY S | SVP, Chief Ops, Sup Chain Offc | M - OptEx | — | +1,144 | 48.9K | +2% | — |
| D | 2021-08-02 | 2021-07-29 | AXTA | SNYDER BARRY S | SVP, Chief Ops, Sup Chain Offc | M - OptEx | $0.00 | -1,144 | 1,145 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-07-29 | F | D | 279 | $30.13 | 48,601 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 2 | Common | Common Shares | 2021-07-30 | S | D | 865 | $30.14 | 47,736 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Shares | 2021-07-29 | M | A | 1,144 | — | 48,880 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2021-07-29 | M | D | 1,144 | $0.00 | 1,145 | D | — · — to — | 1,145 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F5) On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020. |