Form 4 for EQH Equitable Holdings, Inc.
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0001209191-21-049304 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-02 | EQH | HURD JEFFREY J | COO, Senior EVP | M - OptEx | $18.74 | +15.0K | 77.3K | +24% | +$281.1K |
| D | 2021-08-03 | 2021-08-02 | EQH | HURD JEFFREY J | COO, Senior EVP | S - Sale+OE | $31.30 | -15.0K | 62.3K | -19% | -$469.5K |
| D | 2021-08-03 | 2021-08-02 | EQH | HURD JEFFREY J | COO, Senior EVP | M - OptEx | $0.00 | -15.0K | 299.8K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 15,000 | $18.74 | 77,278.71 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F2) Includes restricted stock units. |
| 2 | Common | Common Stock | 2021-08-02 | S | D | 15,000 | $31.30 | 62,278.71 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F3) This transaction was executed in multiple trades at prices ranging from $31.0200 to $31.6100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes restricted stock units. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-08-02 | M | D | 15,000 | $0.00 | 299,833 | D | $18.74 · — to 2029-02-14 | 15,000 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F4) The options vested/vest in three equal annual installments beginning on February 14, 2020. |