Form 4 for MKTX MARKETAXESS HOLDINGS INC
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-01 · accession 0001209191-21-049313 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-01 | MKTX | Gerosa Christopher N. | CFO | A - Grant | $0.00 | +535 | 1,917 | +39% | $0 |
| D | 2021-08-03 | 2021-08-01 | MKTX | Gerosa Christopher N. | CFO | A - Grant | $0.00 | +1,915 | 1,915 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.003 per share | 2021-08-01 | A | A | 535 | $0.00 | 1,917 | D | — | — | (F1) Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024. |
| 2 | Derivative | Stock Option (right to buy) | 2021-08-01 | A | A | 1,915 | $0.00 | 1,915 | D | $475.17 · — to 2027-08-01 | 1,915 Common Stock | (F2) The stock options will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024. |