Form 4 for INAB IN8BIO, INC.
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-03 · accession 0001209191-21-049368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-03 | 2021-08-03 | INAB | Transcend Partners Opportunity Fund LLC | 10% | P - Purchase | $10.00 | +100.0K | 3.32M | +3% | +$1.00M |
| DMI | 2021-08-03 | 2021-08-03 | INAB | Transcend Partners Opportunity Fund LLC | 10% | C - Cnv Deriv | — | +3.33M | 27.7K | New | — |
| DMI | 2021-08-03 | 2021-08-03 | INAB | Transcend Partners Opportunity Fund LLC | 10% | C - Cnv Deriv | $0.00 | -3.03M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | P | A | 100,000 | $10.00 | 3,322,485 | I See footnote | — | — | (F4) The securities are held by Transcend Partners Opportunity Fund LLC ("Transcend"). Emily Fairbairn is the sole managing member of Transcend and has voting and investment power over the shares held by Transcend. |
| 2 | Common | Common Stock | 2021-08-03 | C | A | 3,222,485 | — | 3,222,485 | I See footnote | — | — | (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. (F4) The securities are held by Transcend Partners Opportunity Fund LLC ("Transcend"). Emily Fairbairn is the sole managing member of Transcend and has voting and investment power over the shares held by Transcend. |
| 3 | Common | Common Stock | 2021-08-03 | C | A | 83,124 | — | 91,336 | I See footnote | — | — | (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. (F2) The securities are held by Valley High Limited Partnership ("Valley High"). Emily Fairbairn is the sole managing partner of Valley High and has voting and investment power over the shares held by Valley High. |
| 4 | Common | Common Stock | 2021-08-03 | C | A | 27,706 | — | 27,706 | I See footnote | — | — | (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. (F3) The securities are held by Emily T. Fairbairn Roth IRA ("Roth IRA"). Emily Fairbairn exercises control over the Roth IRA, and as such, has voting and investment power over the shares held by the Roth IRA. |
| 5 | Derivative | Series A Preferred Stock | 2021-08-03 | C | D | 2,930,332 | $0.00 | 0 | I See footnote | — · — to — | 3,222,485 Common Stock | (F4) The securities are held by Transcend Partners Opportunity Fund LLC ("Transcend"). Emily Fairbairn is the sole managing member of Transcend and has voting and investment power over the shares held by Transcend. (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. |
| 6 | Derivative | Series A Preferred Stock | 2021-08-03 | C | D | 25,195 | $0.00 | 0 | I See footnote | — · — to — | 27,706 Common Stock | (F3) The securities are held by Emily T. Fairbairn Roth IRA ("Roth IRA"). Emily Fairbairn exercises control over the Roth IRA, and as such, has voting and investment power over the shares held by the Roth IRA. (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. |
| 7 | Derivative | Series A Preferred Stock | 2021-08-03 | C | D | 75,588 | $0.00 | 0 | I See footnote | — · — to — | 83,124 Common Stock | (F2) The securities are held by Valley High Limited Partnership ("Valley High"). Emily Fairbairn is the sole managing partner of Valley High and has voting and investment power over the shares held by Valley High. (F1) Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. |