Form 4 for HON Honeywell Technologies
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-31 · accession 0001209191-21-049455 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-07-31 | HON | Waldron John F. | Pres, CEO, SPS | M - OptEx | — | +3,831 | 40.1K | +11% | — |
| D | 2021-08-03 | 2021-07-31 | HON | Waldron John F. | Pres, CEO, SPS | F - Tax | $233.78 | -1,713 | 38.4K | -4% | -$400.5K |
| D | 2021-08-03 | 2021-07-31 | HON | Waldron John F. | Pres, CEO, SPS | M - OptEx | $0.00 | -3,831 | 3,576 | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-31 | M | A | 3,831 | — | 40,145 | D | — | — | (F2) The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F3) Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target. (F1) Includes the reinvestment of dividend equivalents into 365 additional restricted stock units. |
| 2 | Common | Common Stock | 2021-07-31 | F | D | 1,713 | $233.78 | 38,432 | D | — | — | |
| 3 | Derivative | Performance-Based Restricted Stock Units | 2021-07-31 | M | D | 3,831 | $0.00 | 3,576 | D | — · — to — | 3,831 Common Stock | (F2) The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F3) Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target. (F1) Includes the reinvestment of dividend equivalents into 365 additional restricted stock units. (F4) Excludes the reinvestment of dividend equivalents during the performance period and vesting period. |