Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-31 · accession 0001209191-21-049498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-07-31 | AXTA | Lannon Sean M. | SVP, CFO | F - Tax | $30.10 | -1,756 | 30.1K | -6% | -$52.9K |
| D | 2021-08-03 | 2021-07-31 | AXTA | Lannon Sean M. | SVP, CFO | M - OptEx | — | +4,132 | 31.8K | +15% | — |
| D | 2021-08-03 | 2021-07-31 | AXTA | Lannon Sean M. | SVP, CFO | M - OptEx | $0.00 | -4,132 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-07-31 | F | D | 1,756 | $30.10 | 30,056 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 2 | Common | Common Shares | 2021-07-31 | M | A | 4,132 | — | 31,812 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2021-07-31 | M | D | 4,132 | $0.00 | 0 | D | — · — to — | 4,132 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019. |