Form 4 for HLIT HARMONIC INC.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-03 · accession 0001209191-21-049616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-04 | 2021-08-03 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $3.14 | +25.0K | 193.3K | +15% | +$78.5K |
| D | 2021-08-04 | 2021-08-03 | HLIT | Haltmayer Neven | SVP, Video R, D | S - Sale+OE | $10.00 | -25.0K | 168.3K | -13% | -$250.0K |
| D | 2021-08-04 | 2021-08-03 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $3.14 | -25.0K | 0 | -100% | -$78.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | M | A | 25,000 | $3.14 | 193,326 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-03 | S | D | 25,000 | $10.00 | 168,326 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020. |
| 3 | Derivative | Stock Option/Right to Buy | 2021-08-03 | M | D | 25,000 | $3.14 | 0 | D | $3.14 · 2017-02-15 to 2023-03-14 | 25,000 Common Stock |