Form 4 for QS QuantumScape Corp
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001209191-21-049680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02+ | QS | Leohold Jurgen | Dir | S - Sale+OE | $22.26 | -100.0K | 97.3K | -51% | -$2.23M |
| DM | 2021-08-04 | 2021-08-02+ | QS | Leohold Jurgen | Dir | M - OptEx | $2.03 | +150.0K | 147.3K | New | +$304.5K |
| DM | 2021-08-04 | 2021-08-02+ | QS | Leohold Jurgen | Dir | M - OptEx | $0.00 | -150.0K | 152.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-03 | S | D | 200 | $23.04 | 147,295 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Class A Common Stock | 2021-08-03 | S | D | 15,619 | $22.44 | 147,495 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.87, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2021-08-03 | S | D | 34,181 | $21.70 | 163,114 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.54 to $21.87, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2021-08-03 | M | A | 100,000 | $2.38 | 197,295 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-08-02 | S | D | 39,831 | $22.41 | 107,464 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.985, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 6 | Common | Class A Common Stock | 2021-08-02 | M | A | 50,000 | $1.33 | 147,295 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-08-02 | S | D | 10,169 | $23.31 | 97,295 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.02 to $23.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 8 | Derivative | Stock Option (right to buy) | 2021-08-03 | M | D | 100,000 | $0.00 | 302,175 | D | $2.38 · 2020-12-11 to 2029-12-11 | 100,000 Class A Common Stock | (F7) 20% of the shares subject to the option will vest and become exercisable on December 11, 2020, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. |
| 9 | Derivative | Stock Option (right to buy) | 2021-08-02 | M | D | 50,000 | $0.00 | 152,175 | D | $1.33 · 2019-01-01 to 2027-12-13 | 50,000 Class A Common Stock | (F6) 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. |