Form 4 for ARVN ARVINAS, INC.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001209191-21-049804 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-04 | 2021-08-02 | ARVN | Houston John G | Pres, CEO, Dir | M - OptEx | $16.00 | +45.9K | 873.6K | +6% | +$734.8K |
| DM | 2021-08-04 | 2021-08-02 | ARVN | Houston John G | Pres, CEO, Dir | S - Sale+OE | $97.83 | -45.9K | 841.4K | -5% | -$4.49M |
| D | 2021-08-04 | 2021-08-02 | ARVN | Houston John G | Pres, CEO, Dir | M - OptEx | $0.00 | -45.9K | 42.2K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 45,922 | $16.00 | 873,565 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | S | D | 25,143 | $96.96 | 848,422 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.39 to $97.35, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (3). |
| 3 | Common | Common Stock | 2021-08-02 | S | D | 2,746 | $100.66 | 827,643 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.450 to $100.92, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (7). |
| 4 | Common | Common Stock | 2021-08-02 | S | D | 7,600 | $98.86 | 833,830 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.435 to $99.38, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (5). |
| 5 | Common | Common Stock | 2021-08-02 | S | D | 3,441 | $99.96 | 830,389 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.45 to $100.375, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (6). |
| 6 | Common | Common Stock | 2021-08-02 | S | D | 6,992 | $97.66 | 841,430 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.39 to $97.97, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (4). |
| 7 | Derivative | Stock Option (right to buy) | 2021-08-02 | M | D | 45,922 | $0.00 | 42,228 | D | $16.00 · — to 2028-09-25 | 45,922 Common Stock | (F8) This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 5, 2018, with the remainder of the shares vesting in equal monthly installments following January 5, 2018 through January 5, 2021. |