Form 4 for CERS CERUS CORP
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-04 · accession 0001209191-21-049984 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-05 | 2021-08-04 | CERS | Swisher Daniel N JR | Dir | M - OptEx | $2.86 | +12.9K | 106.2K | +14% | +$36.8K |
| D | 2021-08-05 | 2021-08-04 | CERS | Swisher Daniel N JR | Dir | S - Sale+OE | $6.25 | -12.9K | 93.4K | -12% | -$80.5K |
| D | 2021-08-05 | 2021-08-04 | CERS | Swisher Daniel N JR | Dir | M - OptEx | — | -12.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-04 | M | A | 12,877 | $2.86 | 106,231 | D | — | — | (F1) This transaction was executed pursuant to a 10b5-1 plan. |
| 2 | Common | Common Stock | 2021-08-04 | S | D | 12,877 | $6.25 | 93,354 | D | — | — | (F1) This transaction was executed pursuant to a 10b5-1 plan. |
| 3 | Derivative | Option (Right to Buy) | 2021-08-04 | M | D | 12,877 | — | 0 | D | $2.86 · — to 2022-01-02 | 12,877 Common Stock | (F3) Not applicable. (F2) The option became exercisable in 12 equal monthly installments after the grant date. |