Form 4 for DIOD DIODES INC /DEL/
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001209191-21-049998 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-03+ | DIOD | LU KEH SHEW | Pres, CEO, Dir | M - OptEx | $27.92 | +35.0K | 371.9K | +10% | +$977.2K |
| DM | 2021-08-05 | 2021-08-03+ | DIOD | LU KEH SHEW | Pres, CEO, Dir | S - Sale+OE | $86.03 | -30.1K | 361.2K | -8% | -$2.59M |
| DM | 2021-08-05 | 2021-08-03+ | DIOD | LU KEH SHEW | Pres, CEO, Dir | M - OptEx | $0.00 | -35.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Diodes Incorporated Common Stock | 2021-08-04 | M | A | 15,000 | $27.92 | 369,838 | D | — | — | |
| 2 | Common | Diodes Incorporated Common Stock | 2021-08-03 | S | D | 4,300 | $84.50 | 354,838 | D | — | — | |
| 3 | Common | Diodes Incorporated Common Stock | 2021-08-03 | M | A | 5,000 | $27.92 | 359,138 | D | — | — | |
| 4 | Common | Diodes Incorporated Common Stock | 2021-08-05 | S | D | 4,300 | $87.50 | 359,038 | D | — | — | |
| 5 | Common | Diodes Incorporated Common Stock | 2021-08-05 | S | D | 4,300 | $87.00 | 363,338 | D | — | — | |
| 6 | Common | Diodes Incorporated Common Stock | 2021-08-05 | S | D | 4,300 | $86.72 | 367,638 | D | — | — | |
| 7 | Common | Diodes Incorporated Common Stock | 2021-08-05 | M | A | 15,000 | $27.92 | 371,938 | D | — | — | |
| 8 | Common | Diodes Incorporated Common Stock | 2021-08-04 | S | D | 4,300 | $86.00 | 356,938 | D | — | — | |
| 9 | Common | Diodes Incorporated Common Stock | 2021-08-04 | S | D | 4,300 | $85.00 | 365,538 | D | — | — | |
| 10 | Common | Diodes Incorporated Common Stock | 2021-08-04 | S | D | 4,300 | $85.50 | 361,238 | D | — | — | |
| 11 | Derivative | 05/27/14 DIOD NQSO | 2021-08-04 | M | D | 15,000 | $0.00 | 15,000 | D | $27.92 · 2015-05-26 to 2022-05-27 | 15,000 Diodes Incorporated Common Stock - Diodes | |
| 12 | Derivative | 05/27/14 DIOD NQSO | 2021-08-03 | M | D | 5,000 | $0.00 | 30,000 | D | $27.92 · 2015-05-26 to 2022-05-27 | 5,000 Diodes Incorporated Common Stock - Diodes | |
| 13 | Derivative | 05/27/14 DIOD NQSO | 2021-08-05 | M | D | 15,000 | $0.00 | 0 | D | $27.92 · 2015-05-26 to 2022-05-27 | 15,000 Diodes Incorporated Common Stock - Diodes |