Form 4 for AFG AMERICAN FINANCIAL GROUP INC
Accepted 2021-08-09 00:00:00 ET · period of report 2021-08-09 · accession 0001209191-21-050411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-09 | 2021-08-09 | AFG | Hertzman Brian S. | SVP, CFO | M - OptEx | $53.00 | +3,107 | 8,976 | +53% | +$164.7K |
| DM | 2021-08-09 | 2021-08-09 | AFG | Hertzman Brian S. | SVP, CFO | S - Sale+OE | $133.08 | -3,107 | 6,995 | -31% | -$413.5K |
| DM | 2021-08-09 | 2021-08-09 | AFG | Hertzman Brian S. | SVP, CFO | M - OptEx | $0.00 | -3,107 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | M | A | 1,126 | $56.85 | 8,121 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-09 | S | D | 1,981 | $133.08 | 6,995 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote. |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 1,126 | $133.08 | 6,995 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote. |
| 4 | Common | Common Stock | 2021-08-09 | M | A | 1,981 | $50.81 | 8,976 | D | — | — | |
| 5 | Derivative | Stock Option Exercise | 2021-08-09 | M | D | 1,126 | $0.00 | 0 | D | $56.85 · — to 2025-02-23 | 1,126 Common Stock | (F4) These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | Stock Option Exercise | 2021-08-09 | M | D | 1,981 | $0.00 | 0 | D | $50.81 · — to 2024-02-24 | 1,981 Common Stock | (F4) These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. |