Form 4 for CVLT COMMVAULT SYSTEMS INC
Accepted 2021-08-09 00:00:00 ET · period of report 2021-08-05 · accession 0001209191-21-050423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-09 | 2021-08-05 | CVLT | SMITH GARY B | Dir | M - OptEx | $46.79 | +18.5K | 56.7K | +48% | +$865.6K |
| D | 2021-08-09 | 2021-08-05 | CVLT | SMITH GARY B | Dir | S - Sale+OE | $76.26 | -18.5K | 49.2K | -27% | -$1.41M |
| DM | 2021-08-09 | 2021-08-05 | CVLT | SMITH GARY B | Dir | M - OptEx | $46.79 | -18.5K | 0 | -100% | -$865.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-05 | M | A | 5,000 | $46.70 | 67,707 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-05 | M | A | 6,000 | $53.41 | 62,707 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-05 | M | A | 7,500 | $41.55 | 56,707 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-05 | S | D | 18,500 | $76.26 | 49,207 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| 5 | Derivative | Options to Purchase Common Stock | 2021-08-05 | M | D | 5,000 | $46.70 | 0 | D | $46.70 · — to 2024-10-23 | 5,000 Common Stock | (F2) The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| 6 | Derivative | Options to Purchase Common Stock | 2021-08-05 | M | D | 6,000 | $53.41 | 0 | D | $53.41 · — to 2022-10-25 | 6,000 Common Stock | (F2) The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| 7 | Derivative | Options to Purchase Common Stock | 2021-08-05 | M | D | 7,500 | $41.55 | 0 | D | $41.55 · — to 2021-10-14 | 7,500 Common Stock | (F2) The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |