Form 4 for ALEC Alector, Inc.
Accepted 2021-08-09 00:00:00 ET · period of report 2021-07-02 · accession 0001209191-21-050471 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-09 | 2021-07-02+ | ALEC | SCHELLER RICHARD H | Dir | S - Sale+OE | $28.20 | -66.2K | 3,392 | -95% | -$1.87M |
| D | 2021-08-09 | 2021-08-05 | ALEC | SCHELLER RICHARD H | Dir | M - OptEx | $10.14 | +56.3K | 56.3K | New | +$570.5K |
| D | 2021-08-09 | 2021-08-05 | ALEC | SCHELLER RICHARD H | Dir | M - OptEx | $0.00 | -56.3K | 25.6K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | S | D | 9,981 | $31.14 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-05 | S | D | 3,392 | $28.30 | 0 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48, inclusive. |
| 3 | Common | Common Stock | 2021-08-05 | S | D | 52,868 | $27.64 | 3,392 | D | — | — | (F2) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.17 to $27.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price set forth in footnotes (2) and (3) to this Form 4. |
| 4 | Common | Common Stock | 2021-08-05 | M | A | 56,260 | $10.14 | 56,260 | D | — | — | |
| 5 | Derivative | Stock option (right to buy) | 2021-08-05 | M | D | 56,260 | $0.00 | 25,574 | D | $10.14 · — to 2028-11-05 | 56,260 Common Stock | (F4) The shares subject to the option vest in 48 equal monthly installments beginning on November 22, 2018. |