Form 4 for IRIX IRIDEX CORP
Accepted 2021-08-09 00:00:00 ET · period of report 2021-08-05 · accession 0001209191-21-050497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-09 | 2021-08-05 | IRIX | Bruce David | Pres, CEO, Dir | A - Grant | $0.00 | +40.3K | 106.6K | +61% | $0 |
| D | 2021-08-09 | 2021-08-05 | IRIX | Bruce David | Pres, CEO, Dir | A - Grant | $0.00 | +81.7K | 81.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-05 | A | A | 40,260 | $0.00 | 106,634 | D | — | — | (F1) Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 4, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-08-05 | A | A | 81,740 | $0.00 | 81,740 | D | $6.58 · — to 2028-08-05 | 81,740 Common Stock | (F2) The option vests as to one-third of the shares on July 4, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. |