Form 4 for PSNL Personalis, Inc.
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-06 · accession 0001209191-21-050648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-10 | 2021-08-06 | PSNL | Chen Richard | CSO | M - OptEx | $10.59 | 0 | 86.8K | New | $0 |
| D | 2021-08-10 | 2021-08-06 | PSNL | Chen Richard | CSO | S - Sale+OE | $21.22 | -4,436 | 82.4K | -5% | -$94.1K |
| DM | 2021-08-10 | 2021-08-06 | PSNL | Chen Richard | CSO | M - OptEx | $0.00 | -15.6K | 44.7K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-06 | M | A | 15,564 | $0.00 | 102,413 | D | — | — | (F1) Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 1,331 shares of Common Stock acquired on October 30, 2020 and 538 shares of Common Stock acquired on April 30, 2021. |
| 2 | Common | Common Stock | 2021-08-06 | M | D | 15,564 | $21.18 | 86,849 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. (F3) The weighted average sale price for the transaction reported was $21.18, and the range of prices were between $20.87 and $21.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 3 | Common | Common Stock | 2021-08-06 | S | D | 4,436 | $21.22 | 82,413 | D | — | — | (F1) Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 1,331 shares of Common Stock acquired on October 30, 2020 and 538 shares of Common Stock acquired on April 30, 2021. (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. (F4) The weighted average sale price for the transaction reported was $21.22, and the range of prices were between $20.87 and $21.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-08-06 | M | D | 5,946 | $0.00 | 0 | D | $0.44 · — to 2022-03-07 | 5,946 Common Stock | (F5) The Shares subject to the option are fully vested and exercisable. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-06 | M | D | 9,618 | $0.00 | 44,728 | D | $1.84 · — to 2023-11-13 | 9,618 Common Stock | (F5) The Shares subject to the option are fully vested and exercisable. |