Form 4 for QS QuantumScape Corp

Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001209191-21-051022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-12	2021-08-10	QS	Holme Timothy	CTO	C - Cnv Deriv	—	+1.00M	1.35M	+284%	—
D	2021-08-12	2021-08-10	QS	Holme Timothy	CTO	C - Cnv Deriv	$0.00	-1.00M	11.98M	-8%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-08-10	C	A	1,000,000	—	1,352,395	D	—	—	(F1) The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock. (F2) Includes 301,630 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
2	Derivative	Class B Common Stock	2021-08-10	C	D	1,000,000	$0.00	11,984,992	D	— · — to —	1,000,000 Class A Common Stock	(F1) The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.