Form 4 for STAA STAAR SURGICAL CO
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001209191-21-051095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-12 | 2021-08-10 | STAA | SILVERMAN LOU | Dir | S - Sale+OE | $145.56 | -29.9K | 2,924 | -91% | -$4.36M |
| DM | 2021-08-12 | 2021-08-10 | STAA | SILVERMAN LOU | Dir | M - OptEx | $9.09 | +29.9K | 12.9K | New | +$271.8K |
| DM | 2021-08-12 | 2021-08-10 | STAA | SILVERMAN LOU | Dir | M - OptEx | $0.00 | -29.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | S | D | 9,921 | $145.54 | 2,924 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $153.68, inclusive. |
| 2 | Common | Common Stock | 2021-08-10 | M | A | 10,000 | $9.31 | 12,924 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-10 | S | D | 10,000 | $145.57 | 2,924 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.96 to $153.68, inclusive. |
| 4 | Common | Common Stock | 2021-08-10 | M | A | 9,921 | $9.60 | 12,845 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-10 | M | A | 10,000 | $8.35 | 12,924 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-10 | S | D | 10,000 | $145.56 | 2,924 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.98 to $153.68, inclusive. |
| 7 | Derivative | Common Stock Options | 2021-08-10 | M | D | 10,000 | $0.00 | 0 | D | $8.35 · 2017-08-08 to 2026-08-07 | 10,000 Common Stock | |
| 8 | Derivative | Common Stock Options | 2021-08-10 | M | D | 9,921 | $0.00 | 0 | D | $9.60 · 2018-06-13 to 2027-06-12 | 9,921 Common Stock | |
| 9 | Derivative | Common Stock Options | 2021-08-10 | M | D | 10,000 | $0.00 | 0 | D | $9.31 · 2016-07-08 to 2025-07-07 | 10,000 Common Stock |