Form 4 for CTVA Corteva
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001209191-21-051237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-12 | 2021-08-10 | CTVA | Collins James C. Jr. | CEO, Dir | F - Tax | $45.43 | -209.9K | 377.8K | -36% | -$9.54M |
| DM | 2021-08-12 | 2021-08-10 | CTVA | Collins James C. Jr. | CEO, Dir | M - OptEx | $34.58 | +241.0K | 491.6K | +96% | +$8.33M |
| DM | 2021-08-12 | 2021-08-10 | CTVA | Collins James C. Jr. | CEO, Dir | M - OptEx | $0.00 | -241.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | F | D | 2,664 | $45.43 | 326,027.73 | D | — | — | (F4) Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised. (F5) Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines. |
| 2 | Common | Common Stock | 2021-08-10 | F | D | 23,796 | $45.43 | 354,017.73 | D | — | — | (F4) Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised. (F5) Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines. |
| 3 | Common | Common Stock | 2021-08-10 | M | A | 75,463 | $41.94 | 398,357.73 | D | — | — | (F1) Includes acquisition of shares pursuant to dividend reinvestment. (F2) Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c). |
| 4 | Common | Common Stock | 2021-08-10 | F | D | 69,666 | $45.43 | 328,691.73 | D | — | — | (F3) Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3. |
| 5 | Common | Common Stock | 2021-08-10 | M | A | 165,563 | $31.22 | 491,590.73 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-10 | F | D | 113,777 | $45.43 | 377,813.73 | D | — | — | (F3) Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3. |
| 7 | Derivative | Non-Qualified Stock Options | 2021-08-10 | M | D | 165,563 | $0.00 | 331,126 | D | $31.22 · — to 2030-02-20 | 165,563 Common Stock | (F7) 165,563 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023. |
| 8 | Derivative | Non-Qualified Stock Options | 2021-08-10 | M | D | 75,463 | $0.00 | 0 | D | $41.94 · — to 2028-02-14 | 75,463 Common Stock | (F6) This option is fully vested and exercisable. |