Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001209191-21-051253 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | — | +1,500 | 1,500 | New | — |
| D | 2021-08-12 | 2021-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | F - Tax | $39.92 | -519 | 981 | -35% | -$20.7K |
| D | 2021-08-12 | 2021-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | $0.00 | -1,500 | 6,000 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | M | A | 1,500 | — | 1,500 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-08-10 | F | D | 519 | $39.92 | 981 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on August 10, 2021. |
| 3 | Derivative | Restricted Stock Units | 2021-08-10 | M | D | 1,500 | $0.00 | 6,000 | D | — · — to — | 1,500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning August 10, 2021. |