Form 4 for AFG AMERICAN FINANCIAL GROUP INC
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0001209191-21-051445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-13 | 2021-08-13 | AFG | BERDING JOHN B | Pres of Subsidiary, Dir | M - OptEx | $30.01 | +7,000 | 42.7K | +20% | +$210.1K |
| D | 2021-08-13 | 2021-08-13 | AFG | BERDING JOHN B | Pres of Subsidiary, Dir | S - Sale+OE | $134.74 | -7,000 | 35.7K | -16% | -$943.2K |
| D | 2021-08-13 | 2021-08-11 | AFG | BERDING JOHN B | Pres of Subsidiary, Dir | I - Discretionary | $135.27 | -1,949 | 0 | -100% | -$263.6K |
| D | 2021-08-13 | 2021-08-13 | AFG | BERDING JOHN B | Pres of Subsidiary, Dir | M - OptEx | $0.00 | -7,000 | 2,728 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | M | A | 7,000 | $30.01 | 42,652 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-13 | S | D | 7,000 | $134.74 | 35,652 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.3921 to $134.8421, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Derivative | Phantom Stock | 2021-08-11 | I | D | 1,949.01 | $135.27 | 0 | D | — · — to — | 1,949.01 Common Stock | (F5) Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG. |
| 4 | Derivative | Stock Option Exercise | 2021-08-13 | M | D | 7,000 | $0.00 | 2,728 | D | $30.01 · — to 2023-02-21 | 7,000 Common Stock | (F6) These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. |