Form 4 for TDG TransDigm Group
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-051579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-16 | 2021-08-16 | TDG | Howley W Nicholas | Dir | M - OptEx | $130.09 | +11.5K | 33.0K | +53% | +$1.50M |
| DMI | 2021-08-16 | 2021-08-16 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $601.55 | -11.5K | 29.6K | -28% | -$6.92M |
| DI | 2021-08-16 | 2021-08-16 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 161.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | M | A | 11,500 | $130.09 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 2 | Common | Common Stock | 2021-08-16 | S | D | 200 | $605.31 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | S | D | 1,321 | $604.77 | 21,747.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.25 - $605.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-16 | S | D | 1,395 | $603.85 | 23,068.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $603.48 - $604.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 841 | $602.99 | 24,463.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.44 - $603.26. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-08-16 | S | D | 2,727 | $601.75 | 25,304.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.26 - $602.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-08-16 | S | D | 1,616 | $600.88 | 28,031.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $600.26 - $601.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2021-08-16 | S | D | 745 | $597.82 | 32,302.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.23 - $598.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2021-08-16 | S | D | 1,241 | $598.70 | 31,061.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.23 - $599.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-08-16 | S | D | 1,414 | $599.70 | 29,647.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $599.24 - $600.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Derivative | Stock Option | 2021-08-16 | M | D | 11,500 | $0.00 | 161,000 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $130.09 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock |