Form 4 for UPST Upstart Holdings, Inc.
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0001209191-21-051689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-16 | 2021-08-12 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale+OE | $167.62 | -16.4K | 21.9K | -43% | -$2.74M |
| D | 2021-08-16 | 2021-08-12 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.43 | +16.0K | 38.3K | +72% | +$6,880 |
| D | 2021-08-16 | 2021-08-12 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.00 | -16.0K | 16.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-12 | S | D | 16,351 | $167.62 | 21,908 | D | — | — | (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Common Stock | 2021-08-12 | M | A | 16,000 | $0.43 | 38,259 | D | — | — | (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2021-08-12 | M | D | 16,000 | $0.00 | 16,000 | D | $0.43 · — to 2024-09-18 | 16,000 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |