Form 4 for NEWT NewtekOne, Inc.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-02 · accession 0001209191-21-051771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-17 | 2021-08-02 | NEWT | YOUNG NICOLAS | CRO | A - Grant | $0.00 | +17.2K | 17.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | A | A | 17,197 | $0.00 | 17,197 | D | — | — | (F1) On August 2, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 17,197 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: August 2, 2022; August 2, 2023 and August 2, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vet pursuant to the vesting schedule. |