Form 4 for NTGR NETGEAR, INC.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-051803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-16 | NTGR | MERRILL MARK G | CTO | S - Sale+OE | $34.95 | -4,500 | 59.7K | -7% | -$157.3K |
| DM | 2021-08-17 | 2021-08-16 | NTGR | MERRILL MARK G | CTO | M - OptEx | $24.08 | +4,000 | 62.4K | +7% | +$96.3K |
| DM | 2021-08-17 | 2021-08-16 | NTGR | MERRILL MARK G | CTO | M - OptEx | $0.00 | -4,000 | 23.7K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 500 | $34.93 | 59,705 | D | — | — | (F2) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 268 | $25.37 | 59,973 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | S | D | 268 | $34.94 | 59,705 | D | — | — | (F2) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-16 | S | D | 1,000 | $35.00 | 59,705 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 2,732 | $34.94 | 59,705 | D | — | — | (F2) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-08-16 | M | A | 1,000 | $25.37 | 60,705 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-16 | M | A | 2,732 | $23.48 | 62,437 | D | — | — | |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-16 | M | D | 2,732 | $0.00 | 3,167 | D | $23.48 · — to 2026-03-24 | 2,732 Common Stock | (F4) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-16 | M | D | 1,268 | $0.00 | 23,732 | D | $25.37 · — to 2027-06-01 | 1,268 Common Stock | (F5) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |