Form 4 for MCO Moody's Corporation
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-051816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-16 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $279.85 | +2,090 | 5,257 | +66% | +$584.9K |
| DM | 2021-08-17 | 2021-08-16 | MCO | Kaye Mark | EVP, CFO | S - Sale+OE | $379.69 | -3,133 | 4,901 | -39% | -$1.19M |
| DM | 2021-08-17 | 2021-08-16 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $0.00 | -2,090 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | M | A | 1,734 | $280.42 | 6,635 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-16 | S | D | 1,734 | $379.69 | 4,901 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | M | A | 356 | $277.05 | 5,257 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-16 | S | D | 1,043 | $379.69 | 4,901 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 356 | $379.69 | 4,901 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 1,734 | $0.00 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 1,734 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 356 | $0.00 | 0 | D | $277.05 · 2021-07-01 to 2030-07-01 | 356 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |