Form 4 for STE Steris
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001209191-21-051874 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-13 | STE | Majors Cary L | SVP N America Com Ops | S - Sale | $218.45 | -11.0K | 14.3K | -44% | -$2.40M |
| D | 2021-08-17 | 2021-08-13 | STE | Majors Cary L | SVP N America Com Ops | A - Grant | $0.00 | +10.0K | 25.0K | +67% | $0 |
| D | 2021-08-17 | 2021-08-13 | STE | Majors Cary L | SVP N America Com Ops | A - Grant | $0.00 | +10.0K | 4,932 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-13 | S | D | 299 | $218.64 | 13,955 | D | — | — | (F1) 9,084 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31, 2022; 2,224 on May 31, 2023; 2,376 on June 3, 2024 and 1,964 on June 2, 2025. |
| 2 | Common | Ordinary Shares | 2021-08-13 | S | D | 10,000 | $218.43 | 14,955 | D | — | — | (F2) Price reflects a weighted average sale price for multiple transactions ranging from $218.35 to $218.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F1) 9,084 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31, 2022; 2,224 on May 31, 2023; 2,376 on June 3, 2024 and 1,964 on June 2, 2025. |
| 3 | Common | Ordinary Shares | 2021-08-13 | A | A | 10,000 | $0.00 | 24,955 | D | — | — | (F1) 9,084 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31, 2022; 2,224 on May 31, 2023; 2,376 on June 3, 2024 and 1,964 on June 2, 2025. |
| 4 | Common | Ordinary Shares | 2021-08-13 | S | D | 701 | $218.62 | 14,254 | D | — | — | (F1) 9,084 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31, 2022; 2,224 on May 31, 2023; 2,376 on June 3, 2024 and 1,964 on June 2, 2025. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-08-13 | A | A | 10,000 | $0.00 | 4,932 | D | $114.22 · — to 2028-05-31 | 10,000 Ordinary Shares | (F3) This option is part of an option to purchase 14,932 STERIS ordinary shares, of which 11,199 are fully vested, and which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 14,932 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. |