Form 4 for MCO Moody's Corporation
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-051875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-16 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | S - Sale+OE | $383.23 | -3,009 | 5,582 | -35% | -$1.15M |
| DM | 2021-08-17 | 2021-08-16 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $192.75 | +3,009 | 6,800 | +79% | +$580.0K |
| DM | 2021-08-17 | 2021-08-16 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $0.00 | -3,009 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 991 | $383.05 | 5,582.49 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 991 | $280.42 | 6,573.49 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | S | D | 1,218 | $383.25 | 5,582.49 | D | — | — | (F2) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.14 to $383.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-16 | M | A | 800 | $113.34 | 6,382.49 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 800 | $383.44 | 5,582.49 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.43 to $383.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-08-16 | M | A | 1,218 | $173.58 | 6,800.49 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 800 | $0.00 | 0 | D | $113.34 · 2018-02-23 to 2027-02-23 | 800 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 1,218 | $0.00 | 0 | D | $173.58 · 2020-02-25 to 2029-02-25 | 1,218 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 991 | $0.00 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 991 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |