Form 4 for HLIT HARMONIC INC.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-15 · accession 0001209191-21-051923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $9.66 | -8,283 | 172.3K | -5% | -$80.0K |
| DM | 2021-08-17 | 2021-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +15.7K | 176.7K | +10% | $0 |
| DM | 2021-08-17 | 2021-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -15.7K | 44.4K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-15 | F | D | 3,896 | $9.66 | 175,776 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2021-08-15 | M | A | 7,400 | $0.00 | 179,672 | D | — | — | (F3) These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. |
| 3 | Common | Common Stock | 2021-08-15 | F | D | 4,387 | $9.66 | 172,272 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 4 | Common | Common Stock | 2021-08-15 | M | A | 8,333 | $0.00 | 176,659 | D | — | — | (F1) These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. |
| 5 | Derivative | Restricted Stock Units | 2021-08-15 | M | D | 8,333 | $0.00 | 16,667 | D | $0.00 · 2020-02-15 to 2022-02-15 | 8,333 Common Stock | |
| 6 | Derivative | Restricted Stock Units | 2021-08-15 | M | D | 7,400 | $0.00 | 44,400 | D | $0.00 · 2021-02-15 to 2023-02-15 | 7,400 Common Stock |