Form 4 for CVLT COMMVAULT SYSTEMS INC
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001209191-21-052109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-17 | CVLT | Merrill Gary | Chief - Business Ops | M - OptEx | $45.44 | +2,831 | 4,658 | +155% | +$128.6K |
| D | 2021-08-17 | 2021-08-13 | CVLT | Merrill Gary | Chief - Business Ops | A - Grant | $60.57 | +61.91 | 2,987 | +2% | +$3,750 |
| DM | 2021-08-17 | 2021-08-17 | CVLT | Merrill Gary | Chief - Business Ops | S - Sale+OE | $74.93 | -3,991 | 1,827 | -69% | -$299.0K |
| D | 2021-08-17 | 2021-08-17 | CVLT | Merrill Gary | Chief - Business Ops | M - OptEx | $45.44 | -2,831 | 19.8K | -12% | -$128.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | M | A | 2,831 | $45.44 | 4,658 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-13 | A | A | 61.91 | $60.57 | 2,986.91 | D | — | — | (F1) Shares were acquired under the Commvault Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2021-08-17 | S | D | 61.91 | $74.83 | 2,925 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-17 | S | D | 1,098 | $74.80 | 1,827 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.77 to $74.81. |
| 5 | Common | Common Stock | 2021-08-17 | S | D | 2,831 | $74.98 | 1,827 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.91 to $75.03, inclusive. |
| 6 | Derivative | Options to Purchase Common Stock | 2021-08-17 | M | D | 2,831 | $45.44 | 19,819 | D | $45.44 · — to 2024-10-14 | 2,831 Common Stock | (F4) The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. |