Form 4 for ROOT Root, Inc.
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-052141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-18 | 2021-08-16 | ROOT | Binkley Megan | CAO | C - Cnv Deriv | — | +2,500 | 29.0K | +9% | — |
| DM | 2021-08-18 | 2021-08-16 | ROOT | Binkley Megan | CAO | M - OptEx | $1.20 | 0 | 22.5K | New | $0 |
| D | 2021-08-18 | 2021-08-16 | ROOT | Binkley Megan | CAO | C - Cnv Deriv | $0.00 | -2,500 | 20.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-16 | C | A | 2,500 | — | 28,990 | D | — | — | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | M | D | 2,500 | $0.00 | 17,500 | D | $2.40 · — to 2029-04-17 | 2,500 Class B Common Stock | (F3) The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on April 18, 2020, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service through each such vesting date. |
| 3 | Derivative | Class B Common Stock | 2021-08-16 | C | D | 2,500 | $0.00 | 20,000 | D | — · — to — | 2,500 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2021-08-16 | M | A | 2,500 | $2.40 | 22,500 | D | — · — to — | 2,500 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |