Form 4 for CNP CenterPoint Energy

Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-17 · accession 0001209191-21-052251 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-08-18	2021-08-17	CNP	Knight Gregory E.	EVP Cust. Trans, Bus. Svcs	F - Tax	$26.85	-1,180	50.1K	-2%	-$31.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-17	F	D	1,180	$26.85	50,131	D	—	—	(F1) Shares withheld for taxes upon vesting of fully-vested restricted stock units. (F2) Total includes (i) 4,843 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in August 2022 and (ii) 4,842 RSUs vesting in August 2023. Reporting Person ("R.P.") must remain an employee of Issuer thru applicable vesting dates. Also includes 11,274 RSUs vesting (a) in August 2023 if R.P. remains an employee of Issuer thru vesting date; (b) upon his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies conditions for full vesting. Also includes 10,894 RSUs vesting (a) in February 2024 if R.P. remains an employee of Issuer thru vesting date; (b) upon his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies conditions for full vesting, provided, any such vesting is conditioned on positive operating income in last full calendar year of restricted period except in case of death or disability.