Form 4 for STAA STAAR SURGICAL CO
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-18 · accession 0001209191-21-052340 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-18 | STAA | Francese James E | SVP, Comm. Ops, NA, APAC | M - OptEx | $19.04 | +15.0K | 57.6K | +35% | +$285.6K |
| D | 2021-08-18 | 2021-08-18 | STAA | Francese James E | SVP, Comm. Ops, NA, APAC | S - Sale+OE | $146.91 | -15.0K | 52.6K | -22% | -$2.20M |
| DM | 2021-08-18 | 2021-08-18 | STAA | Francese James E | SVP, Comm. Ops, NA, APAC | M - OptEx | $0.00 | -15.0K | 13.1K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-18 | M | A | 6,336 | $29.80 | 67,630 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-18 | M | A | 3,664 | $16.15 | 61,294 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-18 | M | A | 5,000 | $7.52 | 57,630 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-18 | S | D | 15,000 | $146.91 | 52,630 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive. |
| 5 | Derivative | Common Stock Options | 2021-08-18 | M | D | 6,336 | $0.00 | 7,148 | D | $29.80 · 2019-06-14 to 2028-06-13 | 6,336 Common Stock | |
| 6 | Derivative | Common Stock Options | 2021-08-18 | M | D | 3,664 | $0.00 | 6,836 | D | $16.15 · 2019-03-15 to 2028-03-14 | 3,664 Common Stock | |
| 7 | Derivative | Common Stock Options | 2021-08-18 | M | D | 5,000 | $0.00 | 13,075 | D | $7.52 · 2017-03-18 to 2026-03-17 | 5,000 Common Stock |