Form 4 for INGN Inogen Inc
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-052418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-16 | INGN | Huggenberger Raymond | Dir | S - Sale+OE | $62.69 | -6,594 | 20.2K | -25% | -$413.4K |
| DM | 2021-08-18 | 2021-08-16 | INGN | Huggenberger Raymond | Dir | M - OptEx | $38.54 | +6,594 | 24.2K | +38% | +$254.1K |
| DM | 2021-08-18 | 2021-08-16 | INGN | Huggenberger Raymond | Dir | M - OptEx | $0.00 | -6,594 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 2,604 | $63.19 | 17,583 | D | — | — | (F4) Represents the weighted average share price of an aggregate total of 2,604 shares sold in the price range of $63.00 to $63.41 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-08-16 | S | D | 1,000 | $61.36 | 23,177 | D | — | — | (F2) Represents the weighted average share price of an aggregate total of 1,000 shares sold in the price range of $60.93 to $61.91 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-08-16 | S | D | 2,990 | $62.70 | 20,187 | D | — | — | (F3) Represents the weighted average share price of an aggregate total of 2,990 shares sold in the price range of $62.00 to $62.99 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-16 | M | A | 4,000 | $38.54 | 21,583 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-16 | M | A | 2,594 | $38.54 | 24,177 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | M | D | 4,000 | $0.00 | 15,806 | D | $38.54 · — to 2022-05-15 | 4,000 Common Stock | (F6) The reported shares were granted as a single stock option and initially reported as a single line item on the Form 4 dated 05/15/2015 reporting the option grant. In subsequent Form 4s the option was split into a NSO portion and an ISO portion, each of which has been reported as a separate line item. (F5) Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | M | D | 2,594 | $0.00 | 0 | D | $38.54 · — to 2022-05-15 | 2,594 Common Stock | (F6) The reported shares were granted as a single stock option and initially reported as a single line item on the Form 4 dated 05/15/2015 reporting the option grant. In subsequent Form 4s the option was split into a NSO portion and an ISO portion, each of which has been reported as a separate line item. (F5) Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015. |