Form 4 for ENS EnerSys
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-052541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-19 | 2021-08-17 | ENS | Shaffer David M | Pres, CEO, Dir | F - Tax | $91.81 | -3,054 | 239.3K | -1% | -$280.4K |
| D | 2021-08-19 | 2021-08-16 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +25.4K | 242.3K | +12% | $0 |
| D | 2021-08-19 | 2021-08-16 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +82.0K | 82.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | F | D | 3,053.76 | $91.81 | 239,254.79 | D | — | — | (F3) These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020. |
| 2 | Common | Common Stock | 2021-08-16 | A | A | 25,406 | $0.00 | 242,308.56 | D | — | — | (F1) These shares were granted as restricted stock units that vest twenty-five percent on each of August 16, 2022, August 16, 2023, August 16, 2024, and August 16, 2025, subject to acceleration or forfeiture in certain specified circumstances. (F2) This grant was made after markets had closed. |
| 3 | Derivative | Stock Options | 2021-08-16 | A | A | 82,015 | $0.00 | 82,015 | D | $100.99 · — to 2031-08-16 | 82,015 Common Stock | (F2) This grant was made after markets had closed. (F4) The options vest in three equal annual installments beginning on August 16, 2022, subject to acceleration or forfeiture in certain specified circumstances. |