Form 4 for ACHV ACHIEVE LIFE SCIENCES, INC.
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-17 · accession 0001209191-21-052568 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-19 | 2021-08-17 | ACHV | Wan Jerry | Principal Accounting Off | F - Tax | $6.81 | -6 | 94 | -6% | -$40.86 |
| D | 2021-08-19 | 2021-08-17 | ACHV | Wan Jerry | Principal Accounting Off | M - OptEx | $0.00 | +11 | 100 | +12% | $0 |
| D | 2021-08-19 | 2021-08-17 | ACHV | Wan Jerry | Principal Accounting Off | M - OptEx | $0.00 | -11 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | F | D | 6 | $6.81 | 94 | D | — | — | (F2) Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of RSUs. |
| 2 | Common | Common Stock | 2021-08-17 | M | A | 11 | $0.00 | 100 | D | — | — | (F1) Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-08-17 | M | D | 11 | $0.00 | 0 | D | — · — to 2021-08-01 | 11 Common Stock | (F3) Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement. (F4) Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 1, 2017 and (ii) the first day thereafter during which the issuer's trading window is open. |