Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-18 · accession 0001209191-21-052623 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-19 | 2021-08-18 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.76 | +16.0K | 54.6K | +41% | +$12.2K |
| D | 2021-08-19 | 2021-08-18 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.00 | -16.0K | 4,250 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-18 | M | A | 16,000 | $0.76 | 54,640 | I By Trust | — | — | (F1) These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-08-18 | M | D | 16,000 | $0.00 | 4,250 | D | $0.76 · — to 2022-09-30 | 16,000 Common Stock | (F2) The option is fully vested. |